SAM accredited e-learning courses

The topic Portfolio Management deals with various aspects of portfolio formation and performance measurement. A number of different measurement methods for risk and return as well as the concept of diversification are discussed.

In addition, the benefits of performance measurement are explained. Finally, light is shed on various strategic and procedural aspects of asset management.

The subject of derivatives explains the properties and types of derivatives as well as forward transactions. Basic options transactions are also presented and the factors determining the value of options are discussed.

The subject of derivatives explains the properties and types of derivatives as well as forward transactions. Basic options transactions are also presented and the factors determining the value of options are discussed.

In addition, the topic focuses on key option indicators and their interpretation. Finally, various option strategies from the perspective of the investor as well as exotic options are presented.

The topic of investment funds deals with various key aspects of the investment fund business, in particular the advantages of fund investments, the fund offer for investors and the legal bases in Switzerland and the EU.

Different types of appraisal of investment funds are highlighted, including the calculation of the net asset value (NAV).

Furthermore, fund rates, standardized cost variables, and tax aspects of investment funds are explained.

The topic structured products will be taught over six modules. Module 1 and 2 introduce the investment category; they serve to elaborate on the basic structure as well as the four core classes of the structured products.

The topic of structured products examines the structure, key features, investor expectations, opportunities and risks of this asset class.

In addition, the four basic product categories – capital protection products, yield optimization products, participation products and leverage products – are presented and their fundamental differences illustrated. On the basis of practical examples, specific product types are explained in detail within the four product categories.

In addition to the traditional investments – i.e. in particular investments in interest rate instruments and equity investments – there are a number of other asset classes which complement the investment universe and are of great significance to the customer for reasons of diversification.

These include a variety of different investment categories, e.g. precious metals, commodities, and real estate. Furthermore, foreign exchange markets and foreign exchange transactions are also discussed in this context.

In addition to the traditional investments – i.e. in particular investments in interest rate instruments and equity investments – there are a number of other asset classes which complement the investment universe and are of great significance to the customer for reasons of diversification.

They include, among others, investments in private equity and hedge funds, which are presented in this topic.

The topic Wealth Management Advisory deals with various aspects of the wealth management business. It covers behavior-oriented approaches in the generation of wealth, different investment needs during the course of the life cycle, and business considerations of wealth management activities.

The topic of taxes deals with various tax aspects that are important for client advisors.

In addition to questions on the tax system, the topic also includes various types of taxes, in particular the principles of profit and capital tax, withholding tax, inheritance and gift tax and property gains tax.

The topic of Codes of conduct within compliance explains central guidelines and instructions on how employees behave correctly in different circumstances in day-to-day bank practice.

It includes, in particular, rules on employee transactions, handling of gifts and benefits, conduct guidelines in case of conflicts of interest as well as the handling of client relationships which could damage the bank’s reputation.

The topic of data security and confidentiality explains key principles and guidelines for dealing with data and information.

In particular, it covers the instructions for the classification of information, the handling of data and the use of electronic devices.

This module addresses the provisions on Investment Suitability & Appropriateness under MiFID II. It deals with the general duties of care and faith. Moreover, it explains the categorization of clients and the different obligations that must be complied with.

The module also examines the different obligations in asset management and investment advisory business compared to Execution Only relationships. Moreover, it presents the financial products that can be marketed to the different client categories. Finally, the importance of the client’s domicile is addressed.

The topic of investment funds deals with various key aspects of the investment fund business, in particular the advantages of fund investments, the fund offer for investors and the legal bases in Switzerland and the EU.

Different types of appraisal of investment funds are highlighted, including the calculation of the net asset value (NAV).

Furthermore, fund rates, standardized cost variables, and tax aspects of investment funds are explained.

The topic Portfolio management deals with various aspects of portfolio formation and performance measurement. A number of different measurement methods for risk and return as well as the concept of diversification are discussed.

In addition, the benefits of performance measurement are explained. Finally, light is shed on various strategic and procedural aspects of asset management.

The subject of derivatives explains the properties and types of derivatives as well as forward transactions. Basic options transactions are also presented and the factors determining the value of options are discussed.

The topic structured products will be taught over six modules. Module 1 and 2 introduce the investment category; they serve to elaborate on the basic structure as well as the four core classes of the structured products.

The subject of derivatives explains the properties and types of derivatives as well as forward transactions. Basic options transactions are also presented and the factors determining the value of options are discussed.

In addition, the topic focuses on key option indicators and their interpretation. Finally, various option strategies from the perspective of the investor as well as exotic options are presented.

The topic of Structured Products examines the structure, key features, investor expectations, opportunities and risks of this asset class.

In addition, the four basic product categories – capital protection products, yield optimization products, participation products and leverage products – are presented and their fundamental differences illustrated. On the basis of practical examples, specific product types are explained in detail within the four product categories.

In addition to the traditional investments – i.e. in particular investments in interest rate instruments and equity investments – there are a number of other asset classes which complement the investment universe and are of great significance to the customer for reasons of diversification.

These include a variety of different investment categories, e.g. precious metals, commodities, and real estate. Furthermore, foreign exchange markets and foreign exchange transactions are also discussed in this context.

Asset classes which complement the investment universe also include, among others, investments in private equity and hedge funds, which are presented in this topic.

The topic of Codes of conduct within compliance explains central guidelines and instructions on how employees behave correctly in different circumstances in day-to-day bank practice.

It includes, in particular, rules on employee transactions, handling of gifts and benefits, conduct guidelines in case of conflicts of interest as well as the handling of client relationships which could damage the bank’s reputation.

The topic of data security and confidentiality explains key principles and guidelines for dealing with data and information.

In particular, it covers the instructions for the classification of information, the handling of data and the use of electronic devices.

Many areas of financial services have been impacted by digitalisation and this trend is likely to accelerate in the near future. In this module, we will examine the impact of digitalisation and financial technology (fintech) in banking.

Topics covered will include digitalisation of banking services, an introduction to big data and artificial intelligence and how they are being utilised in the financial services sector, including robo-advisors, distributed ledger technology and blockchain, and use of social media.

In this module you will become familiar with the concept of sustainability and its meaning in the investment and lending business. In particular, you will get to know criteria that can be used to assess the three sustainability dimensions of environment, social affairs and corporate governance with regard to an investment or a loan. At the same time, you will learn more about possible strategies for investing financial resources sustainably. You will also receive an overview of sustainability ratings. Finally, you will be shown the features of sustainable banking.

In the module «Family Offices: Structure, governance, and staffing» we focus on the structures that are chosen by Families to run the Family Office. We analyse similarities and differences between Single and Multi Family Offices. Also, we have a look at various governance mechanism that might be chosen by the family to effectively lead the office.