Entry into the Swiss Client Advisor Register

Are you advising Swiss clients on behalf of a financial service provider that is not subject to prudential supervision in Switzerland? Thus, you must sign up to the Swiss Client Advisor Register?

We offer you an attractive e-learning and e-testing programme that you can complete independent of time and place. This course allows you to obtain proof of knowledge for entry in the Swiss Client Advisor Register in an intuitive, effective and targeted manner.

E-learning modules designed to be modular and interactive provide you with the legally required knowledge about the rules of conduct under FinSA and professional expertise. You decide when and where, and our e-learning platform introduces you to the essential content concisely and purposefully. Next, you demonstrate your knowledge in an online self-test.

Your benefit

The course provides client advisors with an intuitive, efficient, and targeted introduction to the rules of conduct under FinSA and relevant expertise.

The modular structure enables on-the-job learning, independent of time and place. The modules are engaging and include various interactive elements, web links, examples, and client scenarios.

Online self-tests ensure that you have understood and mastered the content.

You will receive proof of knowledge for entry in the Swiss Client Advisor Register.

 

To the order form

Our offer

Modular, multimedia e-learning on the rules of conduct under FinSA with online self-test.

Available in German, French, Italian, and English.

Engaging structure with a variety of interactive exercises, case studies, scenarios, and links.

By completing the e-learning and online self-tests, you will receive proof of knowledge for entry in the Swiss Client Advisor Register.

The contents

  • Fit for FinSA:
    • Client segmentation
    • Client profiling
    • Assessment of appropriateness and suitability
    • Pre-contractual information
    • Basic information document and prospectus duty
    • Execution – code of conduct for transparency and diligence in client orders
    • Documentation and accountability
  • Basic rules of conduct
  • Professional knowledge:
    • Equities
    • Fixed income investments
    • Investment funds
    • Structured products
    • Derivatives
    • Credit business
    • Compliance

 

To the order form

Downloadable Flyer

For more information download our flyer:

Fintelligence Flyer Client Advisor Register

Order form

 

Obtain proof of knowledge for entry in the Swiss Client Advisor Register in an effective and targeted manner.

 

  • E-Learning
  • Online Test
  • Certificate

 

Try our e-learning

Are you interested in getting to know our e-learning platform? Then contact us for a demo or trial access.

Get in Touch